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Compliance Week delivers news, research and events. The Ethics & Compliance Initiative’s HQP rating benchmarks the elements regulators and boards actually examine, supported by training and certification. Together, a single membership helps more than 10,000 compliance leaders understand where they stand and demonstrate measurable improvement over time.
Top Story
CFTC sues states to assert exclusive jurisdiction over prediction markets
The Commodity Futures Trading Commission filed lawsuits against Arizona, Connecticut, and Illinois last week over the jurisdiction of prediction markets, which have gained popularity in the past year.
Excellence in Compliance
2026 Excellence in Compliance Awards – Compliance Innovator of the Year finalists
The three finalists for Compliance Innovator of the Year have applied technology to improve compliance messaging and training; to enhance ethical decision making; and to resolve key compliance issues.
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Our Advisory Board
A global network of 30+ renowned leaders across industries.

Lisa Fine
Senior Director, Global Ethics and Compliance
Pearson

Adam Balfour
VP and General Counsel for Corporate Compliance and Data Privacy, Americas and EMEA
Bridgestone Americas

Dianna Jones
Director, Legal Compliance, Trade Compliance
Uber

Satnam Lehal
Group Head of Financial Crime Compliance
Marex

Carrie Penman
Chief Risk and Compliance Officer
NAVEX

Mary Shirley
VP, Chief Compliance and Privacy Officer
ScionHealth

Kristy Grant-Hart
VP, Head of Compliance Advisory Services
Spark Compliance Consulting

Justin Ross
VP, Chief Compliance Officer
Sysco

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