All Chief Compliance Officer articles
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OpinionHighlights from Compliance Week 2023
Significant changes in policy and technology, in addition to fresh perspectives on tried-and-true compliance topics, highlighted the discussion at Compliance Week’s 2023 National Conference.
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Tech think tank participants tackle TPRM, MDM, off-channel comms at CW2023
With new technology tools come risks that can’t be denied, a think tank comprised of senior compliance professionals discussed at Compliance Week’s 2023 National Conference.
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CW2023 think tank: Compliance officers grapple with post-pandemic world
Senior-level compliance professionals granted anonymity met to candidly discuss the compliance officer’s role in a post-pandemic environment during a Day 1 think tank at Compliance Week’s 2023 National Conference.
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Article
Great connector Bill Burtis celebrated by colleagues as CCO of the Year
Bill Burtis, affable chief compliance officer of networking and cybersecurity solutions company Juniper Networks, was named CCO of the Year at the 2023 Excellence in Compliance Awards.
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Blog
PROG Holdings promotes governance chief to chief legal, compliance officer
Financial technology holding company PROG Holdings announced the promotion of Todd King to chief legal and compliance officer, effective May 15.
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News Brief
NYDFS proposes enhanced character reviews for bank officers, including CCOs
Banks operating in New York would have to step up their vetting of executives and senior officers, including chief compliance officers, under new guidance proposed by the New York State Department of Financial Services.
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Blog
Sionic recruits CCO from PayPal
Digital payments provider Sionic announced the appointment of Susan Currey as chief compliance officer.
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Blog
Fortress Trust names chief compliance officer
Fortress Trust announced the appointment of Richard Booth as chief compliance officer.
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KPMG survey finds CCOs gearing to add staff, increase tech spend
A new KPMG survey of chief compliance officers at Fortune 500 companies found nearly three out of every four expect to enhance their compliance functions in response to pressure from regulators and their own boards.
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Blog
SS&C Technologies names CCO for U.S. registered funds
SS&C Technologies Holdings announced the appointment of Joanne Kane as chief compliance officer for its U.S. registered funds.
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Survey: In-house counsel salaries, bonuses decreased in 2022
In-house counsel salaries took a small step back in 2022, according to the latest analysis from executive search firm BarkerGilmore, while overall bonuses suffered a much steeper decline.
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Blog
Precision Medicine appoints general counsel, CCO
Precision Medicine Group announced the appointment of Stacey Hanna as general counsel and chief compliance officer.
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Blog
Sendero Wealth Management names general counsel, CCO
Sendero Wealth Management announced the appointment of Julie Gerron as general counsel and chief compliance officer.
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News Brief
DOJ: Disbarred attorney serving as bank CCO charged for fraud role
The Department of Justice announced charges against the “purported” chief compliance officer at Dominion Bank and Trust Company Limited for allegedly taking part in a $4 million fraud scheme.
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News Brief
Barclays recruits chief compliance officer from HSBC
Barclays announced the appointment of Kirsty Everett as chief compliance officer and a member of its group executive committee, effective July 1.
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Blog
Eiger appoints general counsel, chief compliance officer
Eiger BioPharmaceuticals announced the appointment of James Vollins as general counsel, chief compliance officer, and corporate secretary.
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Blog
Temple University names chief compliance officer
Temple University announced the appointment of Susan Smith, who served as interim chief compliance officer since January, as CCO.
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Blog
Wedbush Securities appoints chief compliance officer
Financial services company Wedbush Securities announced the appointment of Matt Lisle to chief compliance officer of its futures division.
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Blog
Aon recruits ex-Goldman Sachs CCO for board of directors
Financial services provider Aon announced the appointment of former Goldman Sachs Chief Compliance Officer Sarah Smith to its board of directors.
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Blog
Mather Group names chief compliance officer
Wealth management firm The Mather Group announced the appointment of Stuart Evans as chief compliance officer.
